U.S. Securities and Exchange Commission

Results: 20323



#Item
621United States securities law / 76th United States Congress / Financial services / Institutional investors / Investment Advisers Act / Regulation S-X / U.S. Securities and Exchange Commission / Hedge fund / Federal Register / Financial economics / Investment / Finance

SECURITIES AND EXCHANGE COMMISSION 17 CFR Parts 200, 210, 230, 232, 239, 240, 249, 270, 274 Release Nos; ; IC-31610; File No. S7RIN 3235-AL42 INVESTMENT COMPANY REPORTING MODERNIZATION AGENCY: Sec

Add to Reading List

Source URL: edgar.sec.gov

Language: English - Date: 2015-05-20 16:22:08
622Financial markets / United States housing bubble / Stock market / Mark-to-market accounting / U.S. Securities and Exchange Commission / Asset-backed security / Repurchase agreement / Money market fund / Commodity Futures Modernization Act / Finance / Financial economics / Investment

Federal Register / Vol. 70, NoTuesday, May 17, Rules and Regulations (e) This amendment becomes effective on June 21, 2005.

Add to Reading List

Source URL: www.gpo.gov

Language: English - Date: 2010-12-01 19:06:45
623Financial regulation / Finance / 73rd United States Congress / Securities Exchange Act / U.S. Securities and Exchange Commission / Securities and Exchange Commission / Form 144 / Naked short selling / United States securities law / United States Securities and Exchange Commission / Financial economics

U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. SECURITIES EXCHANGE ACT OF 1934 Release NoMay 12, 2015 The U.S. Securities and Exchange Commission (“Commission”) announced the temporary suspension

Add to Reading List

Source URL: www.sec.gov

Language: English - Date: 2015-05-11 20:10:29
624Financial regulation / MTS / Vodafone / SEC filings / International Financial Reporting Standards / Financial statement / Securities Act / U.S. Securities and Exchange Commission / Federal Reserve System / Finance / Business / United States securities law

JMS Job Number: File: DISK132:[08ZBV1.08ZBV70201]BA70201A.;18 User: JMURPHYB EFW: Printed: 11-Jun-2008;06:53:04

Add to Reading List

Source URL: www.mtsgsm.com

Language: English - Date: 2008-06-11 08:51:22
625Confidence tricks / Marketing / Financial services / Ponzi scheme / Charles Ponzi / Pyramid scheme / Collective investment scheme / Financial adviser / U.S. Securities and Exchange Commission / Business / Financial economics / Investment

How to spot a con artist Investing your money is risky enough without worrying about whether your salesperson, or anyone

Add to Reading List

Source URL: www.dfcs.oregon.gov

Language: English - Date: 2015-01-30 18:03:58
626Government / U.S. Securities and Exchange Commission / Municipal bond / Business / Rulemaking / Securities market / Electronic submission / Law / Self-regulatory organizations / Municipal Securities Rulemaking Board / Electronic Municipal Market Access

The Official Source for Municipal Disclosures and Market Data EMMA Dataport Manual and Specifications for 529 College Savings Plan Data (Form G-45) Submissions

Add to Reading List

Source URL: www.msrb.org

Language: English - Date: 2015-02-13 14:18:16
627Internal Revenue Service / Treasury Inspector General for Tax Administration / U.S. Securities and Exchange Commission / Peace Corps / Public administration / Office of the Inspector General of the Department of State / Inspectors general / Inspector General / Government

Effective Public Management April 2015 Sometimes cutting budgets raise deficits: The curious case of inspectors’ general return on investment

Add to Reading List

Source URL: www.va.gov

Language: English - Date: 2015-05-05 10:46:30
628Committee on Foreign Investment in the United States / United States trade policy / Foreign Corrupt Practices Act / Law of the United States / United States Constitution / Banking in the United States / United States Code / U.S. Securities and Exchange Commission / Ideological restrictions on naturalization in U.S. law / Government / Politics of the United States / Law

Foreign Investment in the United States: Major Federal Statutory Restrictions

Add to Reading List

Source URL: www.fas.org

Language: English - Date: 2014-05-06 13:52:24
629United States securities law / Financial economics / Financial accounting / U.S. Securities and Exchange Commission / Financial adviser / Registered Investment Advisor / Investment Advisor / Form D / Financial Industry Regulatory Authority / SEC filings / Finance / Business

APPENDIX A FORM ADV (Paper Version) • •

Add to Reading List

Source URL: www.sec.gov

Language: English - Date: 2015-05-20 16:58:25
630Government / Corporate crime / U.S. Securities and Exchange Commission / Securities Exchange Act / Securities and Exchange Commission / Financial regulation / United States securities law / 73rd United States Congress / United States Securities and Exchange Commission

UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION SECURITIES EXCHANGE ACT OF 1934 Release NoMay 27, 2015

Add to Reading List

Source URL: www.sec.gov

Language: English - Date: 2015-05-27 04:44:29
UPDATE